Important Disclosure Information
Important Disclosure Information
Franklin Wealth Management is an SEC registered investment adviser located in Chattanooga, TN. Franklin Wealth Management and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Franklin Wealth Management maintains clients. Franklin Wealth Management may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Franklin Wealth Management’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Franklin Wealth Management’s web site on the Internet should not be construed by any consumer and/or prospective client as Franklin Wealth Management’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Franklin Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Franklin Wealth Management, please contact the SEC or the state securities regulators for those states in which Franklin Wealth Management maintains a notice filing. A copy of Franklin Wealth Management’s current written disclosure statement discussing Franklin Wealth Management’s business operations, services, and fees is available from Franklin Wealth Management upon written request. Franklin Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Franklin Wealth Management’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Franklin Wealth Management), will be profitable or equal any historical performance level(s).
Certain portions of Franklin Wealth Management’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Franklin Wealth Management (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Franklin Wealth Management or from any other investment professional. Franklin Wealth Management is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Franklin Wealth Management is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Franklin Wealth Management by any of its clients. Rankings published by magazines and other publications generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Franklin Wealth Management’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Franklin Wealth Management, or from any other investment professional.
The Uniform Application for Investment Adviser Registration (or more commonly known as the Form ADV) is used as the official application document to register as an investment advisor firm. Both the United States Securities and Exchange Commission (SEC) and the state securities regulators require use of the Form ADV as an investment advisor registration document. To provide greater transparency to both clients and regulators Franklin Wealth Management’s Form ADV is accessible at any time and can be viewed by clicking Form ADV Part 2A.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Franklin Wealth Management’s web site, to release and hold harmless Franklin Wealth Management, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Franklin Wealth Management.